Compliance Assurance Senior | Process Assessment | $35-$60/hr in Richmond, VA at Vaco

Date Posted: 9/1/2020

Job Snapshot

  • Employee Type:
  • Location:
    Richmond, VA
  • Job Type:
  • Experience:
    At least 3 year(s)
  • Date Posted:
  • Job ID:

Job Description

We are looking for a strong compliance professional who can support a large financial services company locally. This person will be expected to commit through the end of the year and possibly longer depending on need. This will be 100% remote and well organized, self-starter, strong communication and relationship management skills are a must. Specific job responsibilities will include:

  • Supporting process level assessment which requires the ability to learn about a specific business process, through the review of process documentation and/or meeting with process owners.
  • Determine/validate which regulatory requirements apply to that process and what the level of risk that requirement represents to the process (should a breakdown occur).
  • Providing advice on controls and mitigation plans for compliance related process risks.

This person may support other compliance management program activities as the need arises, but knowledge, skills and abilities are the same.

This person will need a general knowledge of laws and regulations that apply to technology/FinTech organization and have the ability to partner with compliance subject matter experts (i.e Privacy and AML); process owners, and business risk advisors.