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Compliance Manager in Trumbull at Vaco

Date Posted: 6/25/2018

Job Snapshot

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  • Experience:
    At least 4 year(s)
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Job Description

Well-established insurance group is seeking a Compliance Manager to join their team! We are seeking candidates who are looking for full-time or part-time hours, to step in and hit the ground running. This is a temp to permanent opening.

Responsibilities include:
  • Conduct periodic internal reviews or audits to ensure that compliance procedures are followed
  • Conduct or direct the internal investigation of compliance issues
  • Assess product, compliance, or operational risks and develop risk management strategies
  • Identify compliance issues that require follow-up or investigation
  • Disseminate written policies and procedures related to compliance activities
  • File appropriate compliance reports with regulatory agencies
  • Evaluate testing procedures to meet the specifications of monitoring programs
  • Consult with corporate attorneys as necessary to address difficult legal compliance issues
  • Discuss emerging compliance issues with management or employees
  • Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required
  • Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems
  • Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes
  • Design or implement improvements in communication, monitoring, or enforcement of compliance standards
  • Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated
  • Direct the development or implementation of compliance-related policies and procedures throughout an organization
  • 4+ Years of experience working in compliance, ideally out of insurance or financial services sectors
  • Bachelor's degree highly preferred
  • Previous management experience a plus
  • Must be technically savvy, proficient with MS Office, especially Excel
  • Must communicate and present professionally